In order to receive a comprehensive financial analysis, please gather all documents that apply to you and return them to your advisor. We will copy the originals, keep them secure during the initial planning process, and return them after presenting your customized financial plan. If you have any questions regarding the submission of any documents requested, please contact your advisor or call 866‐569‐2450.


  • Brokerage Statements
  • Mutual Fund Statements
  • Real Estate
  • Annuity Statements
  • Children’s Assets
  • Other Personal Assets


  • Student Loans
  • Recent Credit Card Statement
  • Copy of Mortgage Statement
  • Vehicle Loans
  • Other Debt Instruments

Employee Benefits:

  • Employment Agreement
  • Retirement Plan Statements
  • Benefit Booklets
  • Payroll Check Stubs


  • Life Insurance Policies
  • Disability Insurance Policies
  • Home Insurance Renewal Pages
  • Auto / Boat Renewal Pages
  • Personal Liability

Income Tax:

  • Last 2 Years of Tax Returns
  • Self-Employment Expenses

Estate Planning:

  • Wills
  • Trust Agreements
  • Family Limited Partnerships

Practice Documents

  • Office Lease
  • Medical Malpractice Insurance Policy
  • Group Benefits Policy